Compliance Manager,

Remote Working, with occasional travel to our London HQ

About PremFina

PremFina is a technology-led, private equity backed, London-based firm operating in the$80 billion global premium finance industry. We supply insurance brokers and companies with financing facilities as well as a cloud-based Software-as-a-Service (SaaS).We're revolutionising the way people pay for insurance. We have a team of over 100 people, - together we exist to help customers, empower our partners and transform the insurance industry for the better by creating a world where insurance is more accessible and affordable for everyone. We’re a fast-growing team, united by our belief in positive disruption to help contribute to a more inclusive society. We do something amazing. You can do something amazing. 

Join us today!

Your contribution to something big

We are looking for a Compliance Manager to join our Risk & Compliance Team. Reporting to the Head of Risk & Compliance, this role will be key to building out our second line of defense and establishing the strong second line foundations to grow the business, build a robust compliance, and control environment.

What you’ll be doing

• Provide regulatory advice and support to the business in a customer focussed, pragmatic, simple and timely manner to ensure compliance with regulatory requirements including customer queries, complaints and KYC and AML reviews.
• Design and execute the annual Compliance Monitoring Plan and work with the business to identify realistic solutions to address control weaknesses or risk exposures
• Lead on the preparation and delivery of the bimonthly Risk & Compliance Forum pack
• Coordinate the delivery of all regulatory reporting and ensure regulatory licences are maintained and are up to date
• Coordinate and provide practical and timely advice and support to the business to deliver key regulatory initiatives
• Review and approve all relevant marketing communications
• Support the Head of Risk and Compliance and Chief Legal, Risk and Compliance Officer.

What we are looking for in our ideal teammate

• Ideally 3-5 years relevant compliance experience gained within the Financial

Services sector

• Knowledge of implementing assurance and compliance processes
• Market awareness of key regulatory risks and disseminating those effectively and simply to business areas
• Strong analytical and reporting skills
• Highly organised, able to adapt quickly to change and deliver to deadlines
• Good analytical skills to understand the complexities of regulations
• Excellent written and verbal communication skills, with fluency in English
• Methodical and diligent approach with outstanding planning abilities
• High attention to detail and a keen emphasis on accuracy
• Ability to work under pressure, in between changing priorities
• Ability to self-motivate, self-manage and work both autonomously and as part of the Risk and Compliance Team
• Ethical, teamwork, customer focused and a positive attitude

You will get brownie points for

• Understanding of general insurance and/or consumer credit markets
• Knowledge of consumer credit regulations including the Financial Conduct

Authority’s Consumer Credit sourcebook and Consumer Credit Act

• Understanding of data protection regulations
• Understanding of anti-money laundering regulations
• Knowledge of other insurance and consumer credit markets, specifically, the

Republic of Ireland

• Knowledge and understanding of the principles of risk management, in particular, the identification, recording and assessment of risks

The Benefits

• Competitive salary
• Discretionary bonus
• 25 days holiday per year
• ‘All About Me’ day
• Perkbox
• Private health insurance
• Pension contribution
• Flexible working
• Professional development/qualifications support
• All the latest tech you need
• Social events